SERC Organization Registration Webpage

SERC Organization Registration/Compliance Registry
This page last updated May 23, 2009.

This page provides quick links to reference materials regarding the Compliance Registry and its development and implementation. The Compliance Registry is the list of users, owners and operators of the Bulk-Power System (“Registered Entities”) that are responsible for complying with Reliability Standards. Registered Entities listed in the Compliance Registry in the SERC Region will be monitored for compliance with Reliability Standards and will be subject to sanctions and penalties for non-compliance in accordance with the NERC/SERC Compliance Monitoring and Enforcement Program. *Visit this page often for updates and the latest information on Organization Registration*!
Document/Subject	Description	Links to Documents
Compliance Registry	The list of Registered Entities in the SERC Region that will be monitored for compliance with Reliability Standards.	SERC Registered Entities - Alpha Listing SERC Registered Entities – By Function Link to Excel Version of NERC Compliance Registry
Compliance Registry Criteria	Document describing the process and criteria NERC and the Regional Entities will use as the basis for determining whether particular entities should be registered.	NERC Statement of Compliance Registry Criteria
Registering Your Organization With SERC	Describes the process organizations should use to register with SERC. Also provides instructions on how to view and update your registration information once you’ve submitted an Organization Registration Application and a SERC Portal Master Account has been established for your organization.	Registering Your Organization With SERC Request a Copy of Your Registration Information
SERC Organization Registration Application Form	If you haven’t previously registered with SERC, please use this form to submit an Organization Registration Application. If you have already submitted a registration application, please refer to “Registering Your Organization With SERC” above.	Organization Registration Application Form
SERC Requests for Entities To Register as Users, Owners and Operators of the Bulk-Power System	FERC Rules (18 CFR §39.2(c)) require that each user, owner and operator of the Bulk-Power System in the SERC Region register with NERC and SERC.	SERC Letter Requesting Organization Registration Updates 1-30-07 SERC Registration Request 2-20-07 SERC Registration Request 3-16-07
Function Definitions for Organization Registration	Listing and definitions of the functional entity types used for categorizing registered entities based on the functions the entity normally performs in the SERC Region. These functional entity types align with the applicability sections of the Reliability Standards.	Function Types Definitions
NERC Reference Materials	Links to NERC Web Site areas relevant to Organization Registration.	NERC Organization Registration Home Page NERC Reliability Standards Home Page NERC Compliance Home Page
Matrix of Reliability Standards Requirements by Function	A mapping of requirements in the Reliability Standards by functional entity type. Can be used as a reference to determine requirements applicable to Registered Entities.	Matrix of Requirements By Function
NERC Functional Model Reference Materials	The NERC Functional Model is a guide to understanding the functions and relationships upon which the Reliability Standards and the Compliance Registry are developed.	Functional Model Version 2 Functional Model Version 3 (DRAFT)
NERC Rules of Procedure Section 500 – Organization Registration and Certification	The section of NERC’s Rules of Procedure that addresses registration of users, owners and operators of the Bulk-Power System.	NERC Rules of Procedure NERC Organization Registration and Certification Manual
SERC Portal and Master Accounts	Describes the SERC Portal, Master Accounts and Master Account Administrators.	SERC Portal Overview
SERC Regional Entity Documents	SERC’s Regional Entity Documents constitute the required components of the Delegation Agreement between NERC and SERC and describe SERC’s activities and procedures for fulfilling its obligations under the Delegation Agreement.	SERC Regional Entity Documents

Revision History: January 30, 2007 February 1, 2007 February 23, 2007 March 31, 2007 May 8, 2007 June 17, 2007 August 23, 2007 October 8, 2007 February 24, 2008 May 17, 2008 May 23, 2009	Initial Posting New Links New Links Updated Compliance Registry; Registration Schedule Repaired Links Updated Links Updated Files Updated Files Updated Files Edit Description; updated links Text Changes; Updated links
For questions or additional information, please contact serccomply@serc1.org.